Compliance Officer - Deposits

Essential Job Functions

• Serve as the corporate subject matter expert across the deposit banking program
• Provide oversight and monitoring of line of business processes and controls
• Proactively identify process improvements or control gaps and facilitate necessary associated changes
• Keep abreast of applicable laws and regulations (Provide guidance on depository banking regulatory requirements, e.g., Reg E, Reg CC, , Reg DD, and NACHA rules,, marketing reviews, and incentive compensation practices
• Assist with deposit-related compliance exam items
• Assist with corporate policy and training development
• Educate and provide consultative advice on relevant regulations
• Participate in or lead various projects related to mitigating compliance risk and establishing controls

Required Qualifications

• Bachelor’s Degree required; substantial banking industry experience may be substituted for a Bachelor’s Degree; JD or CRCM preferred
• 3-5 years of experience as a financial services compliance professional, bank regulator or other comparable legal experience
• Demonstrated knowledge of the banking industry, particularly deposit product offerings, the systems supporting them, and related environments
• Ability to comprehend and interpret federal and state laws that apply to the designated business segment and other areas
• Strong relationship management and leadership skills
• Candidate must possess the flexibility to undertake new responsibilities as the Compliance function and neo-bank program evolve and grow
• Proven ability to work in a team environment
• Sound decision-making skills; able to make decisions independently and quickly
• Strong research skills coupled with strong problem solving skills and attention to detail